Regulatory Information
Saul Fairholm Limited: Company Number 6777339 is a company registered in England and Wales
Registered Office: 12 Tentercroft Street, Lincoln, LN5 7DB
ICAEW Member Directors: Roger M White ACA, Richard M Welsh FCA, Craig R Wells ACA
Other Directors: Alison L Scarborough FCCA
Saul Fairholm is a trading name of Saul Fairholm Limited
VAT No. GB 300 4540 63
Registered to carry on audit work in the UK and regulated for a range of investment business activities by the Institute of Chartered Accountants in England and Wales. Details about our audit registration can be viewed at www.auditregister.org.uk under reference number C002847279
This company is not authorised under the Financial Services and Markets Act 2000, but we are able in certain circumstances to offer a limited range of investment services to clients because we are members of the Institute of Chartered Accountants in England and Wales. We can provide these investment services if they are an incidental part of the professional services we have been engaged to provide.
Our professional indemnity insurance is provided by Accelerant Insurance Limited, 9th Floor John Stow House, 18 Bevis Marks, London EC3A 7JB. The territorial coverage is worldwide excluding professional business carried out from an office in the United States of America or Canada and excludes any action for a claim brought in any court in the United States of America or Canada.
We will account to you for any commission we may receive in accordance with the rules of our professional body.
In the event of a claim, in the unlikely event that we cannot meet our liabilities to you, you may be able to claim compensation under the Chartered Accountants’ Compensation Scheme.
From time to time, we or another connected business may receive a commission or other benefit because of introduction to another professional or a transaction arranged for you. If this occurs, we shall account to you for the commission, which means you will be notified in writing of the terms and payment of the commission or benefit.
We will comply with the General Data Protection Regulations and the Data Protection Act 2018 as amended by the Data Protection, Privacy and Electronic Communications (Amendments etc.) (EU Exit) Regulations 2020 which merge the previous requirements of the Data Protection Act with the requirements of the Data Protection Regulation ((EU) 2016/679) when dealing with your personal data.
We aim to provide an excellent service at all times. However, should you be dissatisfied in any way please contact Richard Welsh. This may be done by writing to 12 Tentercroft Street, Lincoln, Lincolnshire LN5 7DB or by telephoning this office, or by emailing Richard Welsh at richard.welsh@saulfairholm.co.uk.
We undertake to look into any complaint carefully and promptly and to take all reasonable measures to resolve the position to your satisfaction. If we do not deal with your complaint to your satisfaction you may take up the matter with our professional body ICAEW. At that point, if appropriate, we shall also provide you with details of an approved body that you may wish to contact with regard to a possible alternative dispute resolution process.
Associate Directors of the firm are not directors of Saul Fairholm Limited, and are not subject to the obligations and responsibilities of directors within Part 10 of the Companies Act 2006.
